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SEC Rule 10b-5
Results: 780

#	Item
681	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]July 3, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rule 98 to Adopt a Principles Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-03 14:40:31 Financial regulation Economy of the United States Self-regulatory organizations United States Securities Exchange Act Securities Act SEC Rule 10b-5 New York Stock Exchange Financial Industry Regulatory Authority United States securities law 73rd United States Congress United States Securities and Exchange Commission
682	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 27, 2012 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-27 16:27:51 SEC Rule 10b-5 Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Financial regulation Financial system Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
683	INITIAL DECISION RELEASE NO. 539 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-04 17:01:24 Financial regulation Securities Exchange Act Government SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities Act Securities regulation in the United States Securities and Exchange Commission United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
684	HOMESTORE.COM, INC.; et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-22 15:18:53 Financial regulation Law Financial economics Corporate crime Central Bank of Denver v. First Interstate Bank of Denver SEC Rule 10b-5 Securities Exchange Act Private Securities Litigation Reform Act Securities Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
685	SEC News Digest, December 19, 2001 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-12 09:19:10 Securities Exchange Act Investment Financial economics SEC Rule 10b-5 U.S. Securities and Exchange Commission Merrill Lynch Security Financial regulation United States securities law 73rd United States Congress United States Securities and Exchange Commission
686	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-12 13:25:31 Financial economics Financial regulation Finance Stock market New Deal Securities Act Securities Exchange Act SEC Rule 10b-5 U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
687	UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No[removed]SECURITIES AND EXCHANGE COMMISSION, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-22 15:44:14 Financial regulation Financial system SEC Rule 10b-5 Economics Insider trading Securities Exchange Act Securities regulation in the United States Securities Act SEC Rule 10b5-1 United States securities law 73rd United States Congress United States Securities and Exchange Commission
688	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 27, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-27 14:21:15 Financial regulation Daniel Imperato Securities Exchange Act U.S. Securities and Exchange Commission Economy of the United States Securities Act SEC Rule 10b-5 United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
689	Golden Apple Oil and Gas, Inc., Jay Budd, John Briner, and Ethos Investments, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-23 16:27:06 Financial regulation New Deal Securities Act SEC Rule 10b-5 Securities Exchange Act Federal Rules of Civil Procedure United States Financial system Private Securities Litigation Reform Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
690	Administrative Proceeding: Stuart W. Fuhlendorf Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-16 14:34:57 Financial regulation New Deal Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States SEC Rule 10b-5 Securities Exchange Act United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission

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